DRRT's Global Loss Recovery Blog

Navigating SEC Regulatory Shifts: Institutional Investors’ Guide to Asset Protection & Loss Recovery

Posted by Luna Gerlic Santoni on May 20, 2025 10:30:00 AM

SEC regulations define the playing field for institutional investors—governing shareholder rights, securities litigation, and market transparency. Over the past four administrations—Obama, Trump (1), Biden, and now Trump (2)—we’ve witnessed firsthand how regulatory shifts directly impact asset protection, compliance obligations, and loss recovery strategies.

With Trump’s 2025 SEC now focusing on deregulation, institutional investors should adjust their strategies to protect their assets, engage in shareholder activism, and maximize recovery in class action settlements.

In this comprehensive guide, we’ll cover:

  • Critical regulatory changes affecting institutional investors in 2025: developments and challenges under Trump’s SEC, adapting governance and compliance, and best strategies for asset protection and loss recovery
  • The advantage of outsourcing loss recovery and comparative effectiveness of third-party provide types
  • Historical context: main differences in SEC regulatory priorities across administrations
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Topics: Global Loss Recovery, shareholder protection, SEC, financial recovery services, investor lawsuits, Regulatory Update

Beyond Fiduciary Duty: The Strategic Value of Lead Plaintiff Status in Securities Litigation

Posted by Luna Gerlic Santoni on Mar 18, 2025 12:00:00 PM
In the complex world of securities litigation, the role of lead plaintiff extends far beyond recovering financial losses. Institutional investors who step forward as lead plaintiffs become stewards of market integrity and champions of corporate accountability, influencing both individual cases and broader market practices. As we explore the benefits and responsibilities of lead plaintiffs, it will become clear that their role is not only pivotal in enforcing existing laws but also in shaping the future of market integrity.

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Topics: U.S. Securities Class Actions, Class Action, shareholder protection, Securities Litigation

Institutional Investors Send Pre-Action Demand Letter To Koninklijke Philips N.V Claiming Over EUR 800 Million In Damages

Posted by Andres Cuyun on Feb 6, 2025 11:43:52 AM

On February 6, 2025, a group of over 100 institutional investors, represented by Frank Peters and Anita van Wees of Dutch litigation boutique Rubicon Impact & Litigation, sent a demand letter to Koninklijke Philips N.V. (Philips) seeking over EUR 800 million in damages.

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Topics: shareholders, protection, shareholder protection, netherlands, regulations, Securities Litigation, investor loss recovery, financial recovery services, shareholder lawsuit, investor lawsuits

Agreement between 119 institutional investors and the company Vivendi SE

Posted by DRRT Client Relations on Jul 1, 2024 9:00:00 AM

119 institutional investors, accused the French company Vivendi of having disseminated false or misleading information between 2000 and 2002, thereby causing them an important stock market damage.

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Topics: Settlement, Settlements, shareholder protection

DRRT speaks at the ICGN Miami 2019

Posted by Andres Cuyun on Oct 23, 2019 2:13:19 PM

DRRT successfully hosted the panel regarding Shareholder Protection through Loss Recovery Litigation at the International Corporate Governance Network Miami on October 16, 2019. 

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Topics: litigation, shareholders, shareholder protection, conference, ICGN, loss recovery